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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-20
TX RA APPROVED 2018-04-17
  • FL RA
    APPROVED
    Since 2018-04-20
  • TX RA
    APPROVED
    Since 2018-04-17

Branch Locations

1395 West Granada Blvd., Ormond Beach, FL 32174 • United States

5537 S. Williamson Blvd, Suite 754, Port Orange, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anchor Certified Planners Group Ormond Beach FL 03/2007 Present
Harman Homes Ormond Beach FL 07/2006 Present
National Planning Corporation Ormond Beach FL 10/2008 11/2017
Lpl Financial Llc Port Orange FL 11/2017 04/2018
Cambridge Investment Research, Inc. Fairfield IA 04/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2018 Present
  • 03/2007 → Present
    Anchor Certified Planners Group
    Ormond Beach, FL
  • 07/2006 → Present
    Harman Homes
    Ormond Beach, FL
  • 10/2008 → 11/2017
    National Planning Corporation
    Ormond Beach, FL
  • 11/2017 → 04/2018
    Port Orange, FL
  • 04/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2017-11-29 → 2018-05-02
    Ormond Beach, FL
    Port Orange, FL
  • 2008-11-06 → 2017-12-06
    National Planning Corporation
    Port Orange, FL
    Ormond Beach, FL
    Los Angeles, CA
Other Businesses

1.ANCHOR CERTIFIED PLANNERS GROUP INC, 1395 W GRANADA BLVD, ORMOND BEACH, FL, 7/20/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES/FINANCIAL PROFESSIONAL UTILIZING DBA NAME/OWNER. INV REL - 5 hr/MO - .5/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 2/TRADING. 04/17/18. 3.HARMAN HOMES LLC, 3 CIRCLE OAKS TRL, ORMOND BEACH, FL, 5/01/2006 AS OWNER/MANAGER OF LLC TO BUILD AND REMODEL HOMES. NIR - 10/YR - 0/TRADING. 4. ANCHOR CERTIFIED PLANNERS GROUP INC, 1395 W GRANADA BLVD, ORMOND BEACH, FL 08/20/18, OWNER/OSJ, INV REL, 35 HR/WK- 30/TRADING HR 5. ANCHOR CERTIFIED PLANNERS GROUP, INC., 1395 W. Granada Blvd., Ormond Beach FL 32174, United States, 01/01/2026, Owner, DBA Name, NIR, 120 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
  • S66 Uniform Combined State Law Examination
    2008-07-11

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