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107 John Street, Southport, CT 06890 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-07 |
| CT | RA | APPROVED | 2006-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 5Th Street Advisors, Llc | Southport | CT | 03/2006 | Present |
| New American Partners, Llc | Stamford | CT | 06/2001 | Present |
| New American Mortgage, Llc | Stamford | CT | 06/2003 | Present |
1) ALBA PROPERTIES, LLC; INVESTMENT RELATED; CONNECTICUT; REAL ESTATE HOLDING COMPANY; MANAGING MEMBER; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS. 2) WESTCHESTER CUSTOM BUILDERS, LLC; INVESTMENT RELATED; NEW YORK; REAL ESTATE DEVELOPMENT AND MANAGEMENT COMPANY; MANAGING MEMBER; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS. 3)27-37 ASSOCIATES, LLC; INVESTMENT RELATED; NEW YORK; REAL ESTATE HOLDING COMPANY; PASSIVE OWNER; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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