Dustin Ellis Woodham

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-10-23
AL	RA	APPROVED	2014-03-11

TX RA
APPROVED_RES

Since 2019-10-23
AL RA
APPROVED

Since 2014-03-11

Branch Locations

3201 Ross Clark Circle Nw, Dothan, AL 36303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	St.CLoud	MN	02/2014	Present
Cetera Investment Advisors Llc	Dothan	AL	02/2014	Present
Regions Bank	Dothan	AL	01/2014	Present

02/2014 → Present

Cetera Investment Services Llc

St.CLoud, MN
02/2014 → Present

Cetera Investment Advisors Llc

Dothan, AL
01/2014 → Present

Regions Bank

Dothan, AL

Previous Registrations

2012-06-14 → 2014-02-06

Wells Fargo Clearing Services, Llc

Dothan, AL

Birmingham, AL
2010-07-21 → 2011-11-22

Valic Financial Advisors, Inc.

Birmingham, AL
2007-11-09 → 2010-07-09

Wells Fargo Advisors Financial Network, Llc

Dothan, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-08

S66 Uniform Combined State Law Examination

2007-11-08

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews