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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-03-03
  • CT RA
    APPROVED
    Since 2022-03-03

Branch Locations

2505 Main Street Suite 206, Stratford, CT 06615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Stratford CT 06/2007 03/2022
Commonwealth Financial Network Waltham MA 03/2022 Present
Mjc Wealth Management Stratford CT 12/2008 Present
  • 06/2007 → 03/2022
    Ameriprise Financial Services, Inc.
    Stratford, CT
  • 03/2022 → Present
    Waltham, MA
  • 12/2008 → Present
    Mjc Wealth Management
    Stratford, CT
Previous Registrations
Other Businesses

Fixed insurance sales; as of 03/14/2022; 0% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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