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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-03-19
  • OH RA
    APPROVED
    Since 2015-03-19

Branch Locations

2185 Warrensville Center Rd, University Heights, OH 44118 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services, Llc Cleveland OH 12/2015 Present
Other Businesses

FINRA- 09/23/2019~ Position- Arbitrator. 1735 K Street, NW Washington, DC 20006. 301-590-6500. 3hrs/month, 3hrs/during trading. $300 monetary income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-02
S63 Uniform Securities Agent State Law Examination 2009-10-22
  • S65 Uniform Investment Adviser Law Examination
    2014-01-02
  • S63 Uniform Securities Agent State Law Examination
    2009-10-22

View on SEC IAPD

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