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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-16 |
| TX | RA | APPROVED | 2025-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Cleveland | OH | 04/2004 | Present |
| Tyler-Stone Wealth Management, Llc | Cleveland | OH | 01/2015 | Present |
(1) 03/20/2008 - REAL ESTATE RENTAL - ONE SUMMER HOME/COTTAGE OWNED BY MY MOTHER-IN-LAW. RENTERS ARE ACQUAINTANCES AND CANADIAN CITIZENS WHO ARE NOT CLIENTS OR ADVISORS - 1% OF TIME SPENT (2) 07/25/2008 - DBA ONLY - THE TYLER-STONE GROUP - CLEVELAND, OH (3) 08/17/2011 - ARK-DOWD DOUGH, INC.- FOR-PROFIT RETAIL LLC - OFFICER OF A FAMILY-OWNED BUSINESS OPERATING A RETAIL RESTAURANT. NO DAY-TO-DAY OPERATING RESPONSIBILITIES; WILL PROVIDE FINANCIAL DIRECTION AND WILL AID IN TAX REPORTING PREPARATION - 7% OF TIME SPENT (4) 5/1/2018 - Tyler-Stone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2015 - 120 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Tyler-Stone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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