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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-16
TX RA APPROVED 2025-09-15
  • OH RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

3601 Green Rd Ste 100, Beachwood, OH 44122 • United States

2095 Lyndway Road, Cleveland, OH 44121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Cleveland OH 04/2004 Present
Tyler-Stone Wealth Management, Llc Cleveland OH 01/2015 Present
  • 04/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Cleveland, OH
  • 01/2015 → Present
    Tyler-Stone Wealth Management, Llc
    Cleveland, OH
Previous Registrations
  • 2015-01-22 → 2025-12-15
    Tyler-Stone Wealth Management, Llc
    Cleveland, OH
    Beachwood, OH
  • 2003-12-02 → 2004-06-16
    Ws Griffith Securities, Inc.
    Beachwood, OH
  • 2002-11-12 → 2003-09-23
    Simply Money Advisors
    Beachwood, OH
Other Businesses

(1) 03/20/2008 - REAL ESTATE RENTAL - ONE SUMMER HOME/COTTAGE OWNED BY MY MOTHER-IN-LAW. RENTERS ARE ACQUAINTANCES AND CANADIAN CITIZENS WHO ARE NOT CLIENTS OR ADVISORS - 1% OF TIME SPENT (2) 07/25/2008 - DBA ONLY - THE TYLER-STONE GROUP - CLEVELAND, OH (3) 08/17/2011 - ARK-DOWD DOUGH, INC.- FOR-PROFIT RETAIL LLC - OFFICER OF A FAMILY-OWNED BUSINESS OPERATING A RETAIL RESTAURANT. NO DAY-TO-DAY OPERATING RESPONSIBILITIES; WILL PROVIDE FINANCIAL DIRECTION AND WILL AID IN TAX REPORTING PREPARATION - 7% OF TIME SPENT (4) 5/1/2018 - Tyler-Stone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2015 - 120 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Tyler-Stone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-17
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    1999-08-17
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Designations
Other Names
  • Thomas Francis Dowd
  • Thomas Francis Dowd, Cfp

View on SEC IAPD

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