Brian Thomas Franklin

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  San Jose, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2000-08-01 → 2009-06-01
  Citigroup Global Markets Inc.
  San Jose, CA
  San Jose, CA

Other Businesses

1. NAME OF OUTSIDE BUSINESS:EXECUTIVE SPORTS MANAGEMENT IS BUSINESS INVESTMENT RELATED (Y/N): NO ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): SAN JOSE, CA DATE AFFILIATION BEGAN:DECEMBER 1, 2009 YOUR TITLE:REFEREE YOUR DUTIES (BRIEF):REFEREE BASKETBALL GAMES # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS:NONE # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS:5-10 2. *403743 - Rental Property; Investment related - Yes; Santa Cruz; California; Rental property ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 1; After business hours: 1; *606719- Coalition for the Unhoused of Silicon Valley; Investment Related - No; California; provide support and advocacy for the homeless population in santa clara county; Board Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2024; During Business Hours: 1; After Business Hours: 2; suggest ways to support the unhoused, propvide leadership to reduce homelessness

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-12
• S63 Uniform Securities Agent State Law Examination
  2000-04-27