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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-03 |
| MD | RA | APPROVED | 2017-07-27 |
| VA | RA | APPROVED | 2016-10-14 |
| DC | RA | APPROVED | 2004-08-19 |
Branch Locations
1700 K St Nw 9Th Fl [Du-Rbo], Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 06/2003 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
BIG EAST DIGITAL NETWORK; NOT INVESTMENT RELATED; WASHINGTON, DC; ANNOUNCER; START DATE = 10/4/14; 8 HOURS DEVOTED PER MONTH; 4 DURING NORMAL TRADING HOURS; DUTIES INVOLVE ANNOUNCING SOCCER GAMES. GEORGETOWN UNIVERSITY MEN'S SOCCER; NOT INVESTMENT RELATED; WASHINGTON,D.C.; ANNOUNCER; START DATE 09/12/2005; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; ANNOUNCING AND BROADCASTING GAMES ON THE INTERNET.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-30 |
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