Eric C Carrillo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 07/2011 → Present
  Bank Of America, N.A.
  Raleigh, NC

Previous Registrations

• 2009-01-05 → 2010-10-25
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Statesville, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

I*125406 For profit or not for profit: For-Profit Organization Name of outside business organization: Postmates Investment related: N Address of business: Statesville, North Carolina 27601 Nature of business: S-Corp, Position, title, association: Part-Time, Start date of relationship: 11/19/2018 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Deliver food

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-02
• S63 Uniform Securities Agent State Law Examination
  2007-08-22

Other Names

• Eric Charles Carrillo Flores
• Eric Carrillo
• Eric Charles Flores Carrillo
• Eric Charles Flores Carrillo
• Eric Charles Carrillo