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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
| NC | RA | APPROVED | 2010-12-06 |
Branch Locations
3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 11/2010 | Present |
| Bank Of America, N.A. | Raleigh | NC | 07/2011 | Present |
I*125406 For profit or not for profit: For-Profit Organization Name of outside business organization: Postmates Investment related: N Address of business: Statesville, North Carolina 27601 Nature of business: S-Corp, Position, title, association: Part-Time, Start date of relationship: 11/19/2018 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Deliver food
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-22 |
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