Thomas Piazza

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

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Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-18

FL RA
APPROVED

Since 2026-06-18

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Tampa	FL	05/2016	11/2016
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tampa	FL	09/2019	10/2025
J.P. Morgan Securities Llc	Tampa	FL	10/2025	05/2026
Raymond James Financial Services, Inc	Saint Petersburg	FL	05/2026	Present
Raymond James Financial Services Advisors, Inc	Saint Petersburg	FL	05/2026	Present

05/2016 → 11/2016

Wells Fargo Advisors, Llc

Tampa, FL
11/2016 → 09/2019

Wells Fargo Clearing Services, Llc

Tampa, FL
09/2019 → 10/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
10/2025 → 05/2026

J.P. Morgan Securities Llc

Tampa, FL
05/2026 → Present

Raymond James Financial Services, Inc

Saint Petersburg, FL
05/2026 → Present

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

Previous Registrations

2025-10-31 → 2026-05-29

J.P. Morgan Securities Llc

Boston, MA

Boston, MA

Tampa, FL

Washington, DC
2019-10-11 → 2025-10-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Saint Petersburg, FL

Orlando, FL
2016-05-17 → 2019-10-01

Wells Fargo Clearing Services, Llc

Tampa, FL
2015-10-06 → 2016-05-16

Ubs Financial Services Inc.

Brookfield, WI
2011-02-05 → 2015-09-17

Wells Fargo Clearing Services, Llc

Charlotte, NC

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-04
S63	Uniform Securities Agent State Law Examination	2007-08-16

S66 Uniform Combined State Law Examination

2011-02-04
S63 Uniform Securities Agent State Law Examination

2007-08-16

Other Names

Thomas Robert Piazza
Thomas Piazza
Tom Piazza
Thomas R Piazza

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL

RAYMOND JAMES & ASSOCIATES, INC. · ST. PETERSBURG, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL

RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL

EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL

RAYMOND JAMES INVESTMENT MANAGEMENT · ST PETERSBURG, FL

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