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Brian Zachary Wong

Charles Schwab & Co., Inc.

Cupertino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-05-04
  • CA RA
    APPROVED
    Since 2012-05-04

Branch Locations

19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cupertino CA 07/2008 Present
Charles Schwab Bank, Ssb Cupertino CA 03/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-23
S63 Uniform Securities Agent State Law Examination 2008-12-01
  • S66 Uniform Combined State Law Examination
    2010-04-23
  • S63 Uniform Securities Agent State Law Examination
    2008-12-01

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
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