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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-10
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-10
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States

4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 Present
Previous Registrations
  • 2007-09-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Tucson, AZ
Other Businesses

APPLEBEE'S, NOT INVESTMENT RELATED, TUCSON, AZ, RESTAURANT, SERVER/BARTENDER, 02/1998, 64 HRS/MONTH, 0 DURING TRADING HOURS, PREPARE/SERVE DRINKS & FOOD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2007-08-17

View on SEC IAPD

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