Michael P Walsh

Catalyst Capital Advisors LLC

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Current Employers

Catalyst Capital Advisors Llc

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-03-28

NY RA
APPROVED

Since 2024-03-28

Branch Locations

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912 • United States

140 E 45Th Street, Ste 15B, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of Ameica	Newark	NJ	01/2015	11/2021
Prudential Investment Management Services, Llc	Newark	NJ	01/2015	11/2021
Prudential Investments Llc	Newark	NJ	03/2015	11/2021
Fidelity Investments	Merrimack	NH	11/2021	04/2022
Unemployed	Eatontown	NJ	05/2022	09/2022
Alt Fund Distributors, Llc	New York	NY	10/2022	Present
Mfund Distributors, Llc	New York	NY	10/2022	Present

01/2015 → 11/2021

Prudential Insurance Company Of Ameica

Newark, NJ
01/2015 → 11/2021

Prudential Investment Management Services, Llc

Newark, NJ
03/2015 → 11/2021

Prudential Investments Llc

Newark, NJ
11/2021 → 04/2022

Fidelity Investments

Merrimack, NH
05/2022 → 09/2022

Unemployed

Eatontown, NJ
10/2022 → Present

Alt Fund Distributors, Llc

New York, NY
10/2022 → Present

Mfund Distributors, Llc

New York, NY

Previous Registrations

2022-01-13 → 2022-05-02

Fidelity Personal And Workplace Advisors

Eatontown, NJ

Merrimack, NH
2015-03-12 → 2021-04-12

Pgim Investments Llc

Newark, NJ
2013-10-01 → 2014-03-27

Wbi Investments, Llc

Sea Bright, NJ

Red Bank, NJ
2007-10-01 → 2013-08-09

Blackrock Investment Management, Llc

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-28

S66 Uniform Combined State Law Examination

2007-09-28

Other Names

Michael P Walsh
Mike Patrick Walsh
Michael Patrick Walsh

View on SEC IAPD

Other Firms

KOVACK ADVISORS, INC.

CEFI CAPITAL, LLC

OWLCREST PARTNERS LLC

OSAIC WEALTH, INC.

NPA ASSET MANAGEMENT, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NEGRON-RAMOS LLC

PR FIVE WEALTH MANAGEMENT LLC

Other Investors

CARLOS JUAN MIRANDA

RAFAEL R QUINTERO

Osvaldo Cruz Cintron

JUAN ANTONIO BRUNO

Paola Teresa Gautier-Ortiz

EMMANUEL LOUBRIEL

HECTOR JAVIER JIRAU

LOURDES M CORUJO-RAMSEY

Other Offices

KOVACK ADVISORS, INC. · San Juan, PR

CEFI CAPITAL, LLC · SAN JUAN, PR

OWLCREST PARTNERS LLC · SAN JUAN, PR

OSAIC WEALTH, INC. · SAN JUAN, PR

NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR

TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR

NEGRON-RAMOS LLC · SAN JUAN, PR

PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

More in San Juan, PR

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