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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-15 |
| CA | RA | APPROVED | 2020-08-19 |
Branch Locations
1510 Fashion Island Blvd Ste 380, San Mateo, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 07/2007 | 08/2020 |
| Sgc Financial & Insurance Svcs | Rancho Cordova | CA | 07/2007 | 08/2020 |
| Securian Financial Services, Inc | St Paul | MN | 07/2007 | 08/2020 |
| Lpl Financial Llc | Foster City | CA | 08/2020 | Present |
1. 8/19/2020 - SGC Financial & Insurance Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/19/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 03/22/2022 - SageCrest Wealth Management- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/21/2022 - 160 Hours Per Month/40 Hours During Securities. 3. 05/13/22 - Crump, McQueen Insurance Services, and Advisor Resource LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 04/27/2022 - 4 Hours Per Month/1 Hours During Securities Trading. 4. 06/27/2025 - A DiRegolo Advisory Group Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started :06/03/2025- 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-01 |
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