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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-01-26 |
Branch Locations
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
Eldersburg, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Rockville | MD | 01/2017 | Present |
| Mml Investors Services, Llc | Rockville | MD | 01/2017 | Present |
| Applied Network Solutions, Inc. | Columbia | MD | 08/2013 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-02 |
| S65 | Uniform Investment Adviser Law Examination | 2017-10-17 |
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