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James C Fitze

Mml Investors Services, LLC

Rockville, MD

Eldersburg, MD

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-01-26
  • MD RA
    APPROVED
    Since 2018-01-26

Branch Locations

530 Gaither Road Suite 350, Rockville, MD 20850 • United States

Eldersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Rockville MD 01/2017 Present
Mml Investors Services, Llc Rockville MD 01/2017 Present
Applied Network Solutions, Inc. Columbia MD 08/2013 01/2017
  • 01/2017 → Present
    Massmutual Life Insurance Co
    Rockville, MD
  • 01/2017 → Present
    Mml Investors Services, Llc
    Rockville, MD
  • 08/2013 → 01/2017
    Applied Network Solutions, Inc.
    Columbia, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-02
S65 Uniform Investment Adviser Law Examination 2017-10-17
  • S63 Uniform Securities Agent State Law Examination
    2018-04-02
  • S65 Uniform Investment Adviser Law Examination
    2017-10-17
Other Names
  • James C Fitze

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

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JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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