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Jody Ann Brown

LPl Financial LLC

Madison, WI

Madison, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-18
  • WI RA
    APPROVED
    Since 2022-05-18

Branch Locations

307 E Wilson St, Madison, WI 53703 • United States

1799 Thierer Road, Madison, WI 53704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 02/2000 05/2022
Cuna Mutual Group Madison WI 01/1991 05/2022
Lpl Financial Llc Madison WI 05/2022 Present
  • 02/2000 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/1991 → 05/2022
    Cuna Mutual Group
    Madison, WI
  • 05/2022 → Present
    Lpl Financial Llc
    Madison, WI
Previous Registrations
  • 2000-04-25 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Madison, WI
    Madison, WI
    Waunakee, WI
    Madison, WI
    Madison, WI
    Portage, WI
    Madison, WI
    Madison, WI
    Madison, WI
Other Businesses

1. 05-18-2022-Summit Financial Advisors- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-21
S63 Uniform Securities Agent State Law Examination 2000-04-24
  • S66 Uniform Combined State Law Examination
    2008-10-21
  • S63 Uniform Securities Agent State Law Examination
    2000-04-24
Designations
Other Names
  • Jody Ann Haas

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

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