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William Matthew J Guinn

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-03
FL RA APPROVED 2016-03-02
  • TX RA
    APPROVED
    Since 2020-01-03
  • FL RA
    APPROVED
    Since 2016-03-02

Branch Locations

1991 Summit Park Drive,, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Orlando FL 12/2015 Present
Schwab Wealth Advisory Inc Orlando FL 12/2015 Present
Previous Registrations
  • 2013-10-09 → 2015-08-27
    Mml Investors Services, Llc
    Atlanta, GA
  • 2012-02-27 → 2013-08-20
    Msi Financial Services, Inc.
    Atlanta, GA
  • 2009-12-16 → 2011-11-04
    Edward Jones
    St Louis, MO
    Roswell, GA
    Cumming, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
S63 Uniform Securities Agent State Law Examination 2008-01-24
  • S66 Uniform Combined State Law Examination
    2009-12-11
  • S63 Uniform Securities Agent State Law Examination
    2008-01-24
Designations
Other Names
  • William Matthew Guinn
  • Matthew Joseph Guinn

View on SEC IAPD

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FUND ADVISORS OF AMERICA INC
BROOKSTONE CAPITAL MANAGEMENT LLC

Other Investors

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CHRISTOPHER CARL BLOHM
James Hasting Benoit
AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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