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Michelle M. Woodruff

LPl Financial LLC

Alpena, MI

Alpena, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-17
  • MI RA
    APPROVED
    Since 2024-12-17

Branch Locations

1013 Us 23 North, Alpena, MI 49707 • United States

1013 U.S. 23 N, Alpena, MI 49707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Alpena MI 11/2009 03/2018
Pnc Bank Alpena MI 11/2009 03/2018
Cuso Financial Services, Lp San Diego CA 02/2019 06/2020
Alpena Alcona Area Credit Union Alpena MI 03/2018 Present
Lpl Financial Llc Alpena MI 09/2020 Present
  • 11/2009 → 03/2018
    Pnc Investments
    Alpena, MI
  • 11/2009 → 03/2018
    Pnc Bank
    Alpena, MI
  • 02/2019 → 06/2020
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2018 → Present
    Alpena Alcona Area Credit Union
    Alpena, MI
  • 09/2020 → Present
    Alpena, MI
Previous Registrations
  • 2019-02-11 → 2020-06-30
    Cuso Financial Services, L.P.
    Alpena, MI
    San Diego, CA
    Aplena, MI
  • 2014-11-03 → 2018-03-29
    Alpena, MI
    Grand Rapids, MI
    Grand Rapids, MI
Other Businesses

1)9/15/2020- AAACU Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Alpena, MI- 100% 2)9/15/2020-Alpena Alcona Area Credit Union- Financial Institution Duty/Director of Advocacy- Inv. Related- at reported business location(s)- start date 3/20/2018- 160hrs/mth 3)08/09/2021 - Charter Township of Alpena - Not Investment Related - 4385 US 23 N, Alpena, MI 49707 - Non-Profit Board Member - Planning Commissioner - Start Date: 06/14/2021 - 2 Hours Per Month/0 Hours During Securities Trading - A seat in which I assist the local Township in determining zoning requirements for business and residential building needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-31
S63 Uniform Securities Agent State Law Examination 2007-10-09
  • S65 Uniform Investment Adviser Law Examination
    2014-10-31
  • S63 Uniform Securities Agent State Law Examination
    2007-10-09
Other Names
  • Michelle M. Mcewen
  • Michelle Marie Mcewen

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