Stephen Robert Sharkey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 10/2019
  Nationwide Ins
  Malvern, PA
• 06/2007 → 10/2019
  Nationwide Securities Inc
  Dublin, OH
• 10/2019 → 06/2021
  Voya Financial Advisors, Inc.
  Blue Bell, PA
• 01/2021 → Present
  Wissahickon Creek Advisors
  Blue Bell, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2014 → Present
  Ondik Sharkey Insurance Group
  Blue Bell, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-10-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Blue Bell, PA
  Williamsport, PA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: Independent Insurance Agent; Yes; 2100 Fairwold Lane; Ft. Washington; PA; 19034; Fixed Insurance Sales; Independent Insurance Agent; 10/10/2019; 160; 160; Sales of fixed insurance products 2. NAME OF ENTITY: Wissahickon Creek Advisors; Yes; 653 SKIPPACK PIKE STE 15A; BLUE BELL; PA; 19422; Financial Services/dba; Financial Advisor/Owner; 1/25/2021; 100; 100; Selling Securities, Insurance and Advisory Services 3. NAME OF OTHER BUSINESS: ONDIK SHARKEY INSURANCE GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA/SALE OF PROPERTY AND CASUALTY PRODUCTS AS WELL AS EMPLOYEE BENEFIT PRODUCTS; START DATE: 01/2014; POSITION/TITLE/RELATIONSHIP: PARTNER/OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: PARTNER/OWNS 75% OF EMPLOYEE BENEFITS BUSINESS;

Exams

• S66 Uniform Combined State Law Examination
  2020-09-10
• S63 Uniform Securities Agent State Law Examination
  2007-07-19

Other Names

• Steve Sharkey
• Stephen Robert Sharkey