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Gwen Lily Martin

LPl Financial LLC

Spearfish, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2021-07-21
  • SD RA
    APPROVED
    Since 2021-07-21

Branch Locations

1230 North Ave Ste 8, Spearfish, SD 57783 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Spearfish SD 06/2007 03/2019
Various Insurance Carriers For W&R Insurance Agencies Spearfish SD 05/2019 07/2021
Waddell & Reed, Inc. Spearfish SD 05/2019 07/2021
Diane Chamberlain Spearfish SD 05/2019 07/2021
Lpl Financial Llc Spearfish SD 07/2021 Present
  • 06/2007 → 03/2019
    Ameriprise Financial Services, Inc.
    Spearfish, SD
  • 05/2019 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Spearfish, SD
  • 05/2019 → 07/2021
    Waddell & Reed, Inc.
    Spearfish, SD
  • 05/2019 → 07/2021
    Diane Chamberlain
    Spearfish, SD
  • 07/2021 → Present
    Lpl Financial Llc
    Spearfish, SD
Previous Registrations
Other Businesses

05/2019-Present; Various Insurance Carriers for W&R Insurance Agencies; Spearfish, SD; Investment Related; Insurance Sales; Insurance Agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-09
  • S66 Uniform Combined State Law Examination
    2008-01-09
Other Names
  • Gwen Lily Martin

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
MWA FINANCIAL SERVICES INC.
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Other Investors

TAMARA JEAN BURKE
Kristen Gullickson
Melissa Jolene Hampton
TROY ALLEN NIEHAUS
RYAN KIRK CAMPBELL
HARLAN DANE STEPHENS
Sava Dukic
BRADLEY EDWARD SCOTT

Other Offices

EAGLE STRATEGIES LLC · SPEARFISH, SD
LPL FINANCIAL LLC · SPEARFISH, SD
LPL FINANCIAL LLC · SPEARFISH, SD
WELLS FARGO CLEARING SERVICES, LLC · SPEARFISH, SD
LPL FINANCIAL LLC · SPEARFISH, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SPEARFISH, SD
EDWARD JONES · SPEARFISH, SD
EDWARD JONES · SPEARFISH, SD

More in Spearfish, SD

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