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Luke William Tracy

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
WA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • WA RA
    APPROVED
    Since 2009-06-01

Branch Locations

601 Union Street Suite 2900, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Seattle WA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Seattle, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-09-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Seattle, WA
    Bellevue, WA
Other Businesses

1. *408549 - Pineloch Storage LLC; Investment related - Yes; Bellevue, Washington; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 2; Property Management 2. *404908 - Pineloch Storage LLC (DBA Lake Cle Elum Storage); Investment related Yes; Bellevue, WA; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 2; Property Management. 3. *429761 - Central Four; Investment related Yes; Bellevue; Washington; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 2; Property Management 4.* 481251- Trust; Investment related -Yes; Ronald, Washington; Successor Trustee; 04/2022; During business hours: 0; After business hours: 10;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-20
  • S66 Uniform Combined State Law Examination
    2007-09-20

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