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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-14
WA RA APPROVED 2009-11-17
  • TX RA
    APPROVED_RES
    Since 2014-01-14
  • WA RA
    APPROVED
    Since 2009-11-17

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 07/2009 Present
Bank Of America, N.A. Seattle WA 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-30
  • S66 Uniform Combined State Law Examination
    2009-10-30
Other Names
  • Christopher James Jay
  • Christopher J Jay

View on SEC IAPD

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