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Ahsoo Ahn

Galliott Capital Advisors, LLC

Beverly Hills, CA

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Current Employers
Galliott Capital Advisors, Llc

9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-25
  • CA RA
    APPROVED
    Since 2023-09-25

Branch Locations

9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 06/2016 07/2020
Insigneo Securities, Llc Miami FL 07/2020 12/2022
Insigneo Advisory Services Miami FL 07/2020 12/2022
Galliot Capital Advisors, Llc Beverly Hills CA 04/2021 Present
  • 06/2016 → 07/2020
    Morgan Stanley
    Los Angeles, CA
  • 07/2020 → 12/2022
    Insigneo Securities, Llc
    Miami, FL
  • 07/2020 → 12/2022
    Insigneo Advisory Services
    Miami, FL
  • 04/2021 → Present
    Galliot Capital Advisors, Llc
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-14
  • S66 Uniform Combined State Law Examination
    2008-06-14
Other Names
  • Julie Ahn

View on SEC IAPD

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