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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-01 |
| FL | RA | APPROVED | 2010-09-17 |
Branch Locations
1616 Concierge Blvd, Daytona Beach, FL 32117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Daytona Beach | FL | 09/2010 | Present |
| Bank Of America, N.A. | Daytona Beach | FL | 01/2011 | Present |
I*102261ENTITY TYPE: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ANGLERS' YACHT CLUBINVESTMENT RELATED: NOADDRESS OF BUSINESS: NEW SMYRNA BEACH, FLORIDA 32169POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBERSTART DATE OF RELATIONSHIP: 1/1/2017NUMBER OF HOURS DEVOTED: 24 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BOARD MEMBER. SERVING ON ENTERTAINMENT COMMITTEE WHICH ORGANIZES GOLF TOURNAMENT AND OTHER MEMBERSHIP EVENTS. SERVE ON MEMBERSHIP COMMITTEE WHO INTERVIEWS POTENTIAL MEMBERS. ALSO VOLUNTEER TO AUDIT CLUB RECORDS SEMIANNUALLY.I*128846For profit or not for profit: Non-Profit OrganizationName of outside business organization: Anglers Yacht Club Scholarship TrstInvestment related: NoAddress of business: New Smyrna Beach, Florida 32168Nature of business: Charitable OrganizationPosition, title, association: Advisory Board MemberStart date of relationship: 1/2/2020Number of hours devoted: 20 hours AnnuallyNumber of hours devoted during trading hours: 0Duties: Trustee for the scholarship fund. The money is managed by Morgan Stanley. I will be responsible for reviewing applications for potential scholarship recipients each year and for reviewing allocation and performance of trust.I*1139285For profit or not for profit: Entity For ProfitName of outside business organization: New Smyrna Christmas Boat Parade, LLCInvestment related: NoAddress of business: New Smyrna Beach, Florida, 32169Position, title, association: DirectorStart date of relationship: 8/1/2023Number of hours devoted: 50 hours YearlyNumber of hours devoted during trading hours: 0Duties: ChairmanI*: 2575284Entity Type: CharitableName of OBA: Anglers Yacht Club Scholarship TrustAddress: New Smyrna Beach, FL 32168Investment Related: NoPosition, Title, Association: Committee Employee Start Date: 6/23/2025Number of Hours: 40 hrs annuallyNumber of Hours during trading: 0Duties: Select scholarship recipients I*4686270 Entity Type: N/A Name of OBA: G&G Sportsman Club Address: New Smyrna Beach, Florida, 32168 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/15/2026 Number of Hours: 10, Monthly Number of Hours during trading: 1, Monthly Duties: Hunt Club Board member responsible for membership roster, hunting stand placements, and email communications.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-04 |
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