Annette Marie Chapman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1983 → Present
  First United Bank & Trust
  Oakland, MD
• 06/2007 → Present
  Cetera Investment Services
  St. Cloud, MN
• 03/2017 → Present
  Cetera Investment Advisers
  Oakland, MD

Other Businesses

"1.)FIRST UNITED BANK AND TRUST, RELATIONSHIP MANAGER FOR TRUST ACCOUNTS BUT DOES NOT PLACE TRADES, RECOMMEND TRANSACTIONC, OR MAKE INVEST MENT DECISIONS; 2.)TRUST OFFICER FOR FIRST UNITED INVESTMENT SERVICES;PERFORMING FINANCIAL AND ESTATE PLANNING, DO NOT PROVIDE INVESTMENT ADVICE OR PLACE TRADES. 3.) GARRETT MENTORS BOARD MEMBER/TREASURER NO CHECK WRITING, PRESENT FINANCIAL INFO TO BOARD AND SIGN TAX RETURNS."

Exams

• S66 Uniform Combined State Law Examination
  2017-02-23
• S63 Uniform Securities Agent State Law Examination
  2007-11-07

Designations

• Certified Financial Planner

Other Names

• Annette M Chapman