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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First United Bank And Trust | Oakland | MD | 09/2002 | Present |
| Cetera Investment Services | St. Cloud | MN | 10/2002 | Present |
| Cetera Investment Advisers Llc | Oakland | MD | 01/2014 | Present |
1.)FIRST UNITED BANK AND TRUST, TRUST OFFICER, DOES NOT PROVIDE INVESTMENT ADVICE, PLACE TRADES OR EXERCISE DISCRETION; 2.)KEITH R. SANDERS, RENTAL PROPERTY OWNER, 0 HRS/WK, $4000/YEAR, NON-INVESTMENT RELATED; 3.)UNITED WAY, BOARD MEMBER, 0 HRS/WK, NO COMPENSATION, NON-INVESTMENT RELATED. 4.)ROTARY CLUB MARYLAND-1.5 HRS WK-COMMUNITY AWARENESS. 5.)GARRETT COUNTY SCHOOLS TEETS FOUNDATIONS .25 HR WK-REVIEWS GRANT APPLICATIONS. 6.)GARRETT REGIONAL MEDICAL CENTER .25 HR WK-COMMUNITY AWARENESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-21 |
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