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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-13 |
| UT | RA | APPROVED | 2016-02-19 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
Herriman, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Salt Lake City | UT | 11/2014 | Present |
1. COMPLETE MUSIC; EMCEE WEDDINGS AND OTHER GATHERINGS; DISC JOCKEY; EMPLOYEE; 8 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS 2. Uber; Not Investment related; Salt Lake Valley; Transportation/Taxi; Employee (proprietor, partner, officer, director, employee, trustee, agent); Sep 2018; During business hours: 0; After business hours: 10; Transport people from one destination to another 3. Lyft; Not Investment related; Transportation-Taxi Service; Employee (proprietor, partner, officer, director, employee, trustee, agent); Sep 2018; During business hours: 0; After business hours: 10; Transport people from one destination to anothe 4. *569616- Door Dash; Investment related No; San Francisco, California; Automotive/Transportation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 09/2023; During business hours: 0; After business hours: 5; Labor/Service, Customer Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-04 |
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