Oscar Mauricio Gonzalez

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 09/2017
  Hsbc Bank Usa
  Miami, FL
• 09/2017 → 05/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 05/2021 → Present
  Raymond James Associates
  Coral Gables, FL

Previous Registrations

• 2017-09-19 → 2021-05-10
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2009-12-08 → 2017-09-27
  Hsbc Securities (Usa) Inc.
  Miami, FL
  Houston, TX
  Miami, FL
• 2008-11-06 → 2009-11-06
  Morgan Keegan & Company, Llc
  Coral Gables, FL
• 2007-12-21 → 2008-10-06
  Morgan Stanley & Co. Llc
  Miami, FL

Other Businesses

(1)Name of Business: Seoli Fund LLC Address: 670 NE 58 Street, Miami, FL, 33137, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be a passive owner. This LLC was created mainly to hold a real estate investment property where the only owners are my wife (Tatiana Loza) and myself. (2)Name of Business: Toso Business LLC Address: 670 NE 58 Street, Miami, FL, 33137, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be a passive owner. This LLC was created mainly to hold a real estate investment property where the only owners are my wife (Tatiana Loza) and myself.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-23

Other Names

• Oscar M Gonzalez