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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-22 |
| MO | RA | APPROVED | 2022-08-30 |
| TX | RA | APPROVED_RES | 2022-08-04 |
Branch Locations
17802 W Interstate 10, San Antonio, TX 78257 • United States
336 S 36Th St, Quincy, IL 62301 • United States
3121 N Illinois St, Swansea, IL 62226 • United States
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 12/2021 | Present |
| Wells Fargo Advisors | St. Louis | MO | 06/2007 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
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