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Inactive

Robert Duffy Dunn

Servatus Capital

Naples, FL

St. Louis, MO

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Current Employers
Servatus Capital

999 Vanderbilt Beach Road Suite 707, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-31
MO RA APPROVED 2023-11-10
  • FL RA
    APPROVED
    Since 2024-01-31
  • MO RA
    APPROVED
    Since 2023-11-10

Branch Locations

999 Vanderbilt Beach Road Suite 707, Naples, FL 34108 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 10/2015 10/2021
Bank Of America Merrill Lynch St Louis MO 07/2007 10/2021
Pure Strike Capital St Louis MO 10/2021 09/2023
Servatus Capital Naples FL 09/2023 Present
Previous Registrations
  • 2021-12-20 → 2023-09-18
    Pure Strike Capital, Llc
    St Louis, MO
  • 2015-12-23 → 2021-10-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Clayton, MO
  • 2007-08-17 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Clayton, MO
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22
Designations
Other Names
  • Robert D Dunn

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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