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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-12 |
| AZ | RA | APPROVED | 2025-02-06 |
| MD | RA | APPROVED | 2025-01-06 |
| CT | RA | APPROVED | 2023-06-08 |
| FL | RA | APPROVED | 2023-05-10 |
| TX | RA | APPROVED_RES | 2021-08-31 |
| VA | RA | APPROVED | 2021-06-24 |
| IL | RA | APPROVED | 2021-06-18 |
Branch Locations
17 W220 22Nd Street Suite 410, Oakbrook Terrace, IL 60181 • United States
9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 12/2015 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 12/2016 | 06/2018 |
| Bank Of America, N.A. | Oak Brook | IL | 03/2017 | 06/2018 |
| Yatta | Chicago | IL | 06/2018 | 05/2019 |
| Allstate Insurance Co | Chicago | IL | 05/2019 | 02/2020 |
| Yatta | Chicago | IL | 02/2020 | 06/2021 |
| Guardian Life Insurance Company | Chicago | IL | 06/2021 | 12/2023 |
| Park Avenue Securities | Chicago | IL | 06/2021 | 12/2023 |
| Guardian Life Insurance Company | San Diego | CA | 11/2022 | 10/2024 |
| Park Avenue Securities | San Diego | CA | 11/2022 | 10/2024 |
| Guardian Life Insurance Company | Oakbrook Terrace | IL | 12/2023 | Present |
| Park Avenue Securities | Oakbrook Terrace | IL | 12/2023 | Present |
| Guardian Life Insurance Company | Scottsdale | AZ | 10/2024 | Present |
| Park Avenue Securities | Scottsdale | AZ | 10/2024 | Present |
1) Insurance outside of Guardian, Start Date: 9/1/2025, Address: 9336 E Raintree Dr # 110, Scottsdale, AZ 85260, .1 total hours/month; .1 during securities trading hours, Investment Related, <10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-17 |
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