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Daniel Peter Wellman

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-16
  • AZ RA
    APPROVED
    Since 2026-04-16

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2007 Present
Schwab Wealth Advisory, Inc. Phoenix AZ 03/2016 04/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
S63 Uniform Securities Agent State Law Examination 2007-08-04
  • S66 Uniform Combined State Law Examination
    2015-11-23
  • S63 Uniform Securities Agent State Law Examination
    2007-08-04

View on SEC IAPD

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