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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2012-01-10 |
| TX | RA | APPROVED_RES | 2011-01-11 |
| FL | RA | APPROVED | 2010-08-27 |
Branch Locations
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609 • United States
225 East Lemon Street 1St Floor, Lakeland, FL 33801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Tampa | FL | 07/2010 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Lakeland | FL | 04/2024 | Present |
*630107 - Swan Capital Properties, LLC; Investment related: Yes; Lakeland , Florida; Rental Property; Partner(proprietor, partner, officer, director, employee, trustee, agent); 3/2025; During business hours: 0; After business hours: 4; Business Development/Growth:Accounting/Bookkeeping:Administrative:Investment Decisions/Advice:Labor/Service:Property Management:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-27 |
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