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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-04-12 |
| TX | RA | APPROVED_RES | 2017-08-11 |
| NJ | RA | APPROVED | 2013-12-23 |
Branch Locations
140 Broad Street Suite 100, Red Bank, NJ 07701 • United States
299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States
Red Bank, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Red Bank | NJ | 08/2015 | Present |
1)Kona Investment Group, Inc. / 50 Oak Leaf Lane Tinton Falls,NJ 07712 / Other/ Household Goods & Textiles / Interior Design and Staging / Member of a committee with management or supervisory functions / / Market and create interior designs and staging for customers, manage relationships / Start Date 5/20/2015/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-08 |
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