Andrew Casey Baum

Current Employers

Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-07-20

TX RA
APPROVED

Since 2018-07-20

Branch Locations

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

1515 South Tryon Street, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	07/2013	05/2018
Dimensional Fund Advisors	Charlotte	NC	06/2018	Present

07/2013 → 05/2018

Morgan Stanley

New York, NY
06/2018 → Present

Dimensional Fund Advisors

Charlotte, NC

Other Businesses

CFA Society of North Carolina;Investment-Related - Yes;601 S. College St, Charlotte, NC 28202;Non-Profit for Financial Education;President;Board Member;6/10/2025;5;0; Oversee the committee that makes decisions about how to invest the society's financial assets.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-09-16

S63 Uniform Securities Agent State Law Examination

2013-09-16

Designations

Other Names

Andrew Baum

View on SEC IAPD

Current Employers

Dimensional Fund Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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