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Sean R Sweeney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-19
DC RA APPROVED 2012-05-08
  • TX RA
    APPROVED_RES
    Since 2014-02-19
  • DC RA
    APPROVED
    Since 2012-05-08

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Washington DC 04/2012 Present
Bank Of America, N.A. Washington DC 11/2012 Present
  • 04/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Washington, DC
  • 11/2012 → Present
    Bank Of America, N.A.
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-29
  • S66 Uniform Combined State Law Examination
    2010-06-29
Other Names
  • Sean Raymond Sweeney
  • Sean Raymond Sweeney

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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