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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2024-10-01

Branch Locations

2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 12/2015 04/2017
Oak Harvest Investment Services Houston TX 03/2017 10/2022
Avidian Wealth Solutions, Llc Houston TX 11/2022 10/2023
Raymond James Financial Services Advisors, Inc. Sugar Land TX 10/2023 09/2024
The Noble Group Sugar Land TX 10/2023 Present
Raymond James Financial Services, Inc. Sugar Land TX 10/2023 09/2024
Lpl Financial Sugar Land TX 09/2024 Present
  • 12/2015 → 04/2017
    Fsc Securities Corp
    Atlanta, GA
  • 03/2017 → 10/2022
    Houston, TX
  • 11/2022 → 10/2023
    Avidian Wealth Solutions, Llc
    Houston, TX
  • 10/2023 → 09/2024
    Sugar Land, TX
  • 10/2023 → Present
    The Noble Group
    Sugar Land, TX
  • 10/2023 → 09/2024
    Raymond James Financial Services, Inc.
    Sugar Land, TX
  • 09/2024 → Present
    Lpl Financial
    Sugar Land, TX
Previous Registrations
Other Businesses

1.09/30/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Noble Group; Investment Related; at Reported Business Location(s); Start Date 10/09/2023; 130hrs/mth; 6.5hrs during trading 2.09/30/2024; Wild Aggie Studios LLC, DBA Hotworx Sugar Land; Business Owner; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 10hrs/mth 3.09/30/2024; EMAW MANAGEMENT, INC.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 09/10/2019; 2hrs/mth 4.09/30/2024; EMAW HOLDINGS, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 10/14/2019; 130hrs/mth; 6.5hrs during trading 5.09/30/2024; Little Apple Ventures, LP; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 1hrs/mth 6.09/30/2024; BTHO Management, Inc; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 1hrs/mth 7.09/30/2024; JCKR Ventures, LP; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 09/10/2019; 1hrs/mth 8.09/30/2024; Wild Aggie Studios LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 10hrs/mth 9.07/18/2025; Advisors Resource Company LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/15/2025; 10hrs/mth; 1hrs during trading 10.05/18/2026; Lucky Shot Golf Apparel; Business Owner; Not Investment Related; Sugar Land, TX; Start Date 04/09/2026; 10hrs/mth; 5hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-31
S66 Uniform Combined State Law Examination 2009-07-23
  • S63 Uniform Securities Agent State Law Examination
    2024-05-31
  • S66 Uniform Combined State Law Examination
    2009-07-23
Designations

View on SEC IAPD

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