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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 12/2015 | 04/2017 |
| Oak Harvest Investment Services | Houston | TX | 03/2017 | 10/2022 |
| Avidian Wealth Solutions, Llc | Houston | TX | 11/2022 | 10/2023 |
| Raymond James Financial Services Advisors, Inc. | Sugar Land | TX | 10/2023 | 09/2024 |
| The Noble Group | Sugar Land | TX | 10/2023 | Present |
| Raymond James Financial Services, Inc. | Sugar Land | TX | 10/2023 | 09/2024 |
| Lpl Financial | Sugar Land | TX | 09/2024 | Present |
1.09/30/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Noble Group; Investment Related; at Reported Business Location(s); Start Date 10/09/2023; 130hrs/mth; 6.5hrs during trading 2.09/30/2024; Wild Aggie Studios LLC, DBA Hotworx Sugar Land; Business Owner; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 10hrs/mth 3.09/30/2024; EMAW MANAGEMENT, INC.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 09/10/2019; 2hrs/mth 4.09/30/2024; EMAW HOLDINGS, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 10/14/2019; 130hrs/mth; 6.5hrs during trading 5.09/30/2024; Little Apple Ventures, LP; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 1hrs/mth 6.09/30/2024; BTHO Management, Inc; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 1hrs/mth 7.09/30/2024; JCKR Ventures, LP; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 09/10/2019; 1hrs/mth 8.09/30/2024; Wild Aggie Studios LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; Sugar Land, TX; Start Date 05/29/2020; 10hrs/mth 9.07/18/2025; Advisors Resource Company LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/15/2025; 10hrs/mth; 1hrs during trading 10.05/18/2026; Lucky Shot Golf Apparel; Business Owner; Not Investment Related; Sugar Land, TX; Start Date 04/09/2026; 10hrs/mth; 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-31 |
| S66 | Uniform Combined State Law Examination | 2009-07-23 |
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