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Stephen Rolfe Miller

Raymond James & Associates, Inc.

Baton Rouge, LA

CRD 5365361

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-06-07
TX RA APPROVED 2017-01-30
  • LA RA
    APPROVED
    Since 2017-06-07
  • TX RA
    APPROVED
    Since 2017-01-30

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Baton Rouge LA 08/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-01
  • S66 Uniform Combined State Law Examination
    2016-12-01
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

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Nearby Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA

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