Stephen Rolfe Miller

Raymond James & Associates, Inc.

Baton Rouge, LA

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2017-06-07
TX	RA	APPROVED	2017-01-30

LA RA
APPROVED

Since 2017-06-07
TX RA
APPROVED

Since 2017-01-30

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Baton Rouge	LA	08/2016	Present

08/2016 → Present

Raymond James & Associates, Inc.

Baton Rouge, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-01

S66 Uniform Combined State Law Examination

2016-12-01

Designations

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA

CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA

RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA

BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA

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J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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