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Megan A Patena

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-05
FL RA APPROVED 2012-10-26
  • TX RA
    APPROVED_RES
    Since 2015-01-05
  • FL RA
    APPROVED
    Since 2012-10-26

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Fort Lauderdale FL 11/2012 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 08/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-24
S63 Uniform Securities Agent State Law Examination 2012-07-09
  • S65 Uniform Investment Adviser Law Examination
    2012-10-24
  • S63 Uniform Securities Agent State Law Examination
    2012-07-09
Other Names
  • Megan Ally Patena

View on SEC IAPD

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