Brian D Casey

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2014 → 11/2020
  Bank Of America, N.A.
  New York, NY
• 11/2020 → Present
  Morgan Stanley Smith Barney Llc
  Greenwood Village, CO
• 05/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-05-30 → 2020-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-28
• S63 Uniform Securities Agent State Law Examination
  2010-07-16

Other Names

• Brian Daly Casey