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Brian D Casey

Morgan Stanley

Greenwood Village, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-11-10
TX RA APPROVED 2020-11-10
  • CO RA
    APPROVED
    Since 2020-11-10
  • TX RA
    APPROVED
    Since 2020-11-10

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2014 11/2020
Bank Of America, N.A. New York NY 07/2014 11/2020
Morgan Stanley Smith Barney Llc Greenwood Village CO 11/2020 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 04/2014 → 11/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 07/2014 → 11/2020
    Bank Of America, N.A.
    New York, NY
  • 11/2020 → Present
    Morgan Stanley Smith Barney Llc
    Greenwood Village, CO
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-28
S63 Uniform Securities Agent State Law Examination 2010-07-16
  • S65 Uniform Investment Adviser Law Examination
    2014-05-28
  • S63 Uniform Securities Agent State Law Examination
    2010-07-16
Other Names
  • Brian Daly Casey

View on SEC IAPD

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Other Investors

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JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

More in Greenwood Village, CO

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