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Scott R Stimson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-24
NC RA APPROVED 2013-04-25
  • TX RA
    APPROVED
    Since 2013-07-24
  • NC RA
    APPROVED
    Since 2013-04-25

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 08/2010 Present
Bank Of America, N.A. Huntersville NC 08/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-24
  • S66 Uniform Combined State Law Examination
    2013-04-24
Other Names
  • Scott Robert Stimson

View on SEC IAPD

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