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Derek Paul Brunette

Raymond James & Associates, Inc.

Tampa, FL

CRD 5363644

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-01
FL RA APPROVED 2011-03-02
  • TX RA
    APPROVED_RES
    Since 2021-10-01
  • FL RA
    APPROVED
    Since 2011-03-02

Branch Locations

3810 Northdale Blvd. Suite 180, Tampa, FL 33624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates St Petersburg FL 02/2011 01/2017
Raymond James & Associates, Inc. Tampa FL 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-30
  • S66 Uniform Combined State Law Examination
    2008-06-30

View on SEC IAPD

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