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Steven M Fuerst

Fuerst Financial Group, Inc.

Chattanooga, TN

CRD 5362283

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Employer firm

Fuerst Financial Group, Inc. CRD 149172

$101M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars
  • ESTATE AND LEGACY PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Fuerst Financial Group, Inc.

6005 Century Oaks Drive Suite 700, Chattanooga, TN 37416 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-05-28
  • TN RA
    APP_PEND_IARCE
    Since 2026-05-28

Branch Locations

6005 Century Oaks Drive Suite 700, Chattanooga, TN 37416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fuerst Financial Group Chattanooga TN 05/2026 Present
National Planning Corporation Chattanooga TN 04/2014 11/2017
Lpl Financial Llc Chattanooga TN 11/2017 07/2019
Mutual Securities, Inc. Camarillo CA 08/2019 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chattanooga TN 08/2023 Present
Bank Of America N.A. Chattanooga TN 11/2023 Present
  • 05/2026 → Present
    Fuerst Financial Group
    Chattanooga, TN
  • 04/2014 → 11/2017
    National Planning Corporation
    Chattanooga, TN
  • 11/2017 → 07/2019
    Lpl Financial Llc
    Chattanooga, TN
  • 08/2019 → 08/2023
    Mutual Securities, Inc.
    Camarillo, CA
  • 08/2023 → Present
    Chattanooga, TN
  • 11/2023 → Present
    Bank Of America N.A.
    Chattanooga, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-09
S63 Uniform Securities Agent State Law Examination 2015-03-13
  • S66 Uniform Combined State Law Examination
    2016-05-09
  • S63 Uniform Securities Agent State Law Examination
    2015-03-13
Other Names
  • Steven Michael Fuerst

View on SEC IAPD

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