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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-14
FL RA APPROVED 2000-04-06
  • TX RA
    APPROVED_RES
    Since 2012-11-14
  • FL RA
    APPROVED
    Since 2000-04-06

Branch Locations

2225 Hwy A1A South Suite B9, St. Augustine, FL 32080 • United States

405 Georgia St Ste A, Starke, FL 32091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Augustine FL 09/2005 03/2020
Ameriprise Financial Services, Llc St Augustine FL 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 3145 Pacetti Road, , St Augustine, FL, 32092; Not Investment-Related; 09/01/2022. Business Ownership; C E Smith LLC; ; LLC for my practice; 2225 A1A South Suite C-9St. Augusine, FL. 32080, ,; Not Investment-Related; 03/01/2013; 60 hours per month; 20 to 39 during trading hours / Strategic Tax Professionals, LLC; Management of tax prep; Tax Preparation; A1A South, , St. Augustine, FL, 32080; Not Investment-Related; 12/28/2016; 1 to 9 hours per month; 0 during trading hours / 405 West Georgia Street; Noithing; Holding Company; 405 West Georgia Street, , Starke, FL, 32091; Not Investment-Related; 04/01/2021; 0 hours per month; 0 during trading hours. Board of Directors; First Coast Opera; Board Member; PO Box 2223, , St Augustine, FL, 32085; Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / St. Augustine Rod and Gun Club; Board of Director; 401 Gun Club Rd, , St. Augustine, FL, 32095; Not Investment-Related; 07/08/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; St. Augustine Rod and Gun Club; Treasurer; Accounting; PO Box 877 St. Augustine, FL. 32086, ,; Not Investment-Related; 10/01/2004; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-16
  • S66 Uniform Combined State Law Examination
    2003-01-16
Designations
Other Names
  • Christopher Smith

View on SEC IAPD

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