Marcia Kathryn Ponton

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 01/2017
  Raymond James Finncial Services,Inc
  Phoenix, AZ
• 01/2017 → Present
  Raymond James Financial Services,Inc
  Phoenix, AZ
• 10/2018 → Present
  Raymond James Financiall Services Advisors Inc.
  Phoenix, AZ
• 01/2024 → Present
  Granville Exempted Village Schools
  Granville, OH

Other Businesses

(1)Name of Business: Dean & Associate, Health Insurance Services Address: 1118 E Missouri Ave Ste B3, Phoenix, AZ, 85014, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/26/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Health/Life Insurance Agent (2)Name of Business: Ellen Dean Financial Services Address: 1118 E Missouri Ave Ste B3, Phoenix, AZ, 85014, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/03/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assisting financial advisor (3)Name of Business: Paradise Financial Partners Address: 1118 E. Missouri, Phoenix, AZ, 85014, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-21
• S63 Uniform Securities Agent State Law Examination
  2018-07-12

Other Names

• Marcia Dean