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Stephanie Tretina Polak

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-31
FL RA APPROVED 2015-07-23
  • TX RA
    APPROVED
    Since 2017-05-31
  • FL RA
    APPROVED
    Since 2015-07-23

Branch Locations

1710 S Andrews Ave, Fort Lauderdale, FL 33316 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 04/2015 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2015-07-02
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Other Names
  • Stephanie Tretina
  • Stephanie Lynne Tretina
  • Stephanie Lynne Tretina Polak
  • Stephanie Tretina Polak

View on SEC IAPD

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