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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beaumont | TX | 06/2007 | 08/2023 |
| Bank Of America, Na | Beaumont | TX | 12/2009 | 08/2023 |
| Stifel, Nicolaus & Company, Incorporated | Beaumont | TX | 08/2023 | Present |
1. Albanese Builders, LLC; PO Box 5119 Beaumont TX 77726; home building; partner; accounting; 09/03/2020; 5.00hrs/day; Not during securities trading hours; Not Investment-Related 2. Rozell Albanese Holdings, LLC; 4685 Tolivar Canal Rd Beaumont, TX 77713; Real Estate Rentals and Construction; Owner; Overseeing property management and development; 02/03/2025; 10hrs/mth; Not during securities trading hours; Investment related 3. AEA Farms, LLC; 4685 Tolivar Canal Rd Beaumont, TX 77713; Land ownership/ Farming activities; Owner; Small amount of accounting; 02/03/2025; 1hr/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-17 |
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