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Craig Michael Thomas

Wells Fargo Clearing Services, LLC

Boca Raton, FL

Boynton Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
  • FL RA
    APPROVED
    Since 2021-10-11

Branch Locations

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

8768 Boynton Beach Blvd, Boynton Beach, FL 33472 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Boynton Beach FL 06/2007 Present
Wells Fargo Advisors Llc Boynton Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boynton Beach FL 11/2016 Present
  • 06/2007 → Present
    Wells Fargo Bank Na
    Boynton Beach, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Boynton Beach, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Boynton Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2020-12-09
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Other Names
  • Craig Thomas

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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