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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-11 |
Branch Locations
1900 Glades Rd Ste 354, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Boca Raton | FL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
NAME OF ENTITY:Feller Financial Services; Yes; 1900 GLADES RD STE 354; BOCA RATON; FL; 33431; Fixed Insurance/DBA; FINANCIAL ADVISER; 8/1/2015; 5; 2; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 301 YAMATO RD STE 2150; BOCA RATON; FL; 33431; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/4/2008; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:Hasey Parcel A; Yes; 7108 Fairway Drive Suite 101; Palm Beach Gardens; FL; 33418; Shareholder; Shareholder; 1/15/2021; 2; 0; Buying residential real estate and remodeling it and then selling it.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
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