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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED_RES | 2026-06-25 |
Branch Locations
7509 Cantrell Rd Ste 225, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Little Rock | AR | 06/2007 | 10/2022 |
| Edward Jones | St Louis | MO | 10/2022 | 06/2026 |
| Lpl Financial Llc | Little Rock | AR | 06/2026 | Present |
1. 06/2026 - Moxie Capital Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 200 Hour(s)/Month – 104 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/25/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-06 |
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